AFSL House is a legal and consulting house that advises financial services businesses on their most complex projects, issues and innovations.
Contact Us
We’re experts on the AFSL regime and have helped many clients obtain an AFSL.
We’ll strategically advise you on each stage of the AFSL process and obtain your AFSL.
Advice on AFSL obligations, likelihood AFSL will be granted and ways to improve chances.
Prepare AFSL application documents.
Engage third-party providers.
Submit AFSL application with ASIC.
Liaise with ASIC on any queries or concerns.
Obtain AFSL.
Finalise registrations with AUSTRAC and ASIC.
We create tailored compliance frameworks to reflect your business and ensure compliance and regulatory risks are appropriately managed.
We draft the documents you need to go to market or investors.
We audit your risk and compliance framework to detect deficiencies and breaches and recommend best practice improvements.
We also act for clients that are being investigated or audited by ASIC, AUSTRAC or the TPB.
Our services can be white labelled to other law and professional service firms so they can continue to provide a seamless service to their clients.
Join the growing number of businesses that are partnering with AFSL House
